Shawaf Ali Baig
Analyst
Shawaf Ali Baig has overall above 5 years of experience in the financial services industry. Prior to joining Acuity Knowledge Partners, he was an analyst at State Street Global Advisors. His expertise spans marketing compliance, corporate compliance, policy monitoring, code of ethics and personal account dealing. Part of the Central Compliance team at Acuity, Shawaf is responsible for reviewing marketing materials and financial promotions. He holds a Bachelor of Commerce from Jain University, Bengaluru.
Author's Contribution
Blog
June 5, 2024
The SEC’s new private fund advisor rules – a fair ecosystem for investors
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Blog
April 19, 2023
FCA business plan 23/24 – summary and focus areas
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Blog
April 12, 2022
SEC Division of Examinations – 2022 examination priorities
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Blog
September 28, 2020
The CSRC’s new distribution regulation – A fair environment for business
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Blog
January 21, 2020
Corporate compliance: Components and best practices
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