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 Navigating the complexities of compliance requires a strong foundation of knowledge and actionable strategies. We're pleased to present this edition of our Compliance Newsletter, featuring a lineup of engaging blogs and leadership perspectives from our esteemed compliance experts. This issue dives deep into key compliance topics, providing you with crucial insights and practical guidance. Through the expertise of our team, you can gain valuable knowledge to strengthen your understanding and confidently navigate compliance challenges.
Jehan Jeyaretnam – Head of Compliance Services
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Top and trending: Hand-picked content carefully curated for you |
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| Unauthorised communication platforms: risks and strategies for avoiding them |
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Why spotting negative news matters for financial institutions |
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Unapproved methods of communication are convenient to use, but their use for business communication is often not permitted for a number of reasons, including compromised security & compliance requirements.
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Overlooking negative news when conducting the know your customer (KYC) process can lead to substantial problems and serious and lasting damage. Here is how Acuity can help.
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| The human element in the KYC process – a critical component |
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Decoding wall-crossing |
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While automated systems can process vast amounts of data, human analysts bring contextual understanding essential in identifying irregularities and conducting thorough investigations.
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Wall-crossing involves limiting the number of individuals who have permission to access and receive information that could possibly be market-sensitive or confidential in nature.
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| Driving the success of compliance functions: Acuity’s customised solution |
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The role of compliance in political contribution monitoring |
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Acuity Knowledge Partners offers innovative compliance solutions to drive efficiency and excellence for financial institutions. Explore our key services.
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A policy around political contribution helps an organisation assess whether funding provided by an employee aligns with the company’s values to address issues such as conflict of interest.
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ABOUT ACUITY KNOWLEDGE PARTNERS
Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with proprietary technology, supports more than 500 financial institutions and consulting companies to operate more efficiently and unlock their human capital, driving revenue higher and transforming operations. Acuity is headquartered in London and operates from 10 locations worldwide.
Acuity was established as a separate business from Moody’s Corporation in 2019, following its acquisition by Equistone Partners Europe (Equistone). In January 2023, funds advised by global private equity firm Permira acquired a majority stake in the business from Equistone, which remains invested as a minority shareholder.
For more information, visit www.acuitykp.com
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US: +1 929 618 0217 | UK: +44 20 7550 4499 | India: +91 80 6113 3000
Sri Lanka: +94 11 235 6000 | Beijing: +86 10 8248 6812 | HK: +852 3002 4980 | contact@acuitykp.com |
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©2024 Acuity Knowledge Partners. All rights reserved. |
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