-
300
breaches reviewed daily
-
USD1m
in operating cost savings
-
100%
on time delivery
CLIENT CHALLENGES
- A client with c.USD500bn in AUM was looking to outsource its post-trade monitoring of contractual client restrictions to an experienced vendor owing to the lack of highquality specialized resources to manage the function in-house
- The client required accurate identification and rectification of all breaches through a highquality review
OUR APPROACH
- We deployed a 5-member team with deep understanding of asset classes and unparalleled experience in Bloomberg AIM and Post-trade monitoring
- The client provided the team three weeks of training on the specific process
- The team developed clients pecific standard operating procedures to streamline the process
- Over time, the team further streamlined the process, which resulted in measurable efficiencies
IMPACT DELIVERED
- The time-zone advantage ensured that all breaches were cleared before the client started work the following day
- The client was able to conduct a high-quality review of and rectify c.300 breaches daily
- Process improvements such as rule optimization improved efficiency
- The client was able to demonstrate to regulators and its end customers that it runs a systematic post-trade monitoring program compliant with investment and regulatory guidelines
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