Who we serve
Forensic compliance support we offer
Forensic Analysis
Thematic risks
Regulatory priorities
Internal primacies
Compliance Testing
Internal policy review
Policy to implementation tests
Guideline revisions/suggestions
Monitoring Programs
Standardizing reviews
Automation efforts
Documentation
Risk Trend Analysis
Trend maps
Key risk identification
Ongoing/upcoming risk monitoring
Risk Mitigation
Revisiting reviews periodically
Detailed reports and recommendations
Identification of unaccounted risks
How we are different
Comprehensive audit trails, written reports, and recommendation plans
Readiness for regulatory changes for meeting complexing forensic compliance requirements
Customized reviews and tests that take into consideration risk parameters and unaccounted risks
In-depth expertise and knowledge in providing Forensic support to some of the leading financial institutions
What we have done
Forensic Compliance Support
What we are proud of
To evaluate its forensic process and bring it up to industry standards
Prepare and execute a test inventory
Best Execution Forensic review for an EMEA Asset Manager
What we are proud of
Review the current reporting processes and suggest improvements
Review the current reporting processes and suggest improvements
Emerging Regulatory Risk Adherence for a Global Financial Services Firm
What we are proud of
Testing new regulatory implementation
Vetting existing risks
Our Perspective on Forensic Compliance
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