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Given the current regulatory landscape, it is important to be informed of key developments that may affect your organisation. I am delighted to share our latest Compliance Communiqué to apprise you of the latest regulatory changes and updates so your institution will have the necessary policies, procedures and processes in place to ensure compliance.
Jehan Jeyaretnam – Head of Compliance Operations
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| Blog: Growth of digital and robo-advisory platforms and their impact on asset management industry |
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Blog: Unboxing the modern ‘Pandora’s box’ – the Pandora Papers leak |
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Know how evolution in the investment advisory and management space is providing ample opportunities to end investors to grow their financial portfolios through investments in opportunities other than the traditional financial services”?
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Learn why it is important that offshore financial centres (OFCs) do not become a breeding ground for tax evaders and money launderers.
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| Blog: Rising investor demand for including ESG in their portfolios |
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Impact story: Post-trade monitoring support – large global asset manager |
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Investment in ESG funds is trending. Bloomberg forecasts ESG AUM could grow to USD53tn by end-2025 after reaching the target of USD30.6tn by end-2021.
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Know how Acuity Knowledge Partners helped a global asset manager save USD1m in operational cost through real-time review of breaches.
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Solution showcase
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| Forensic Compliance |
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KYC and Customer Due Diligence
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Conducting deep-dive reviews and providing data optimisation to enhance the efficiency and effectiveness of your compliance testing and forensic investigations programme.
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Our know your customer (KYC)-managed services enable organisations to stay ahead of the regulatory curve by bringing deep domain expertise and industry-led capabilities to provide integrated KYC life-cycle management.
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Regulatory update
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The FCA has published a new strategy aimed at giving consumers the confidence to invest, supported by a high-quality, affordable advisory market, which should lead to fewer people being scammed or persuaded into investing in products too risky for their needs. The FCA will publish metrics to assess whether these outcomes are being met. Read more.
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The European Securities and Markets Authority (ESMA) – the EU’s securities market regulator – launched a consultation paper (CP) on the review of short selling regulation. Read more.
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The Financial Crimes Enforcement Network (FinCEN) has issued the first government-wide priorities for Anti-Money Laundering and Countering the Financing of Terrorism Policy, which was mandated by the AML Act of 2020. FinCEN also issued a statement to guide covered non-bank financial institutions (NBFIs), including broker-dealers, on ways to approach the AML/CFT priorities. Read more.
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The Financial Action Task Force (FATF) released its Money Laundering from Environmental Crime report, detailing the definitions, processes, parties and disruptions involved in money laundering from environmental crime. Read more.
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ABOUT ACUITY KNOWLEDGE PARTNERS
Acuity Knowledge Partners (Acuity), formerly part of Moody’s Corporation, is a leading provider of bespoke research, analytics, staffing and technology solutions to the financial services sector.
Headquartered in London, Acuity Knowledge Partners has nearly two decades of experience in servicing over 400 clients by deploying its 4,000+ specialist workforce of analysts and delivery experts across its global delivery network. We provide our clients with unique assistance to innovate, implement transformation programmes, increase operational efficiency, and manage costs and improve their top lines. These services are supported by our proprietary suite of Business Excellence and Automation Tools (BEAT) that offer domain-specific contextual technology. Acuity Knowledge Partners is backed by Equistone Partners Europe, a leading private equity organisation that backs specialist growth businesses and management teams.
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| | | | | | US: +1.212.553.7778 +1.212.553.8916 | UK: +44 207 550 4499 | contact@acuitykp.com | |
| | | | | | | | | | ©2021 Acuity Knowledge Partners. All rights reserved. | |
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